Naturland Fair & Social responsibility

Putting social responsibility into practice: Social inspection

Ann-Kristin Schmidt, Naturland e.V.

In a previous article, we stressed the importance of social responsibility standards that cover safe working conditions and occupational health. That’s why Naturland was the first organic farmers association to include social standards in its certification. In this article, we would like to build on this and become more precise: What exactly happens during a social inspection and what is important?

Social audits are performed to assess if and to what extent a Naturland member meets the social responsibility standard. The focus of the social inspection varies from country to country but is generally on occupational health and safety and employment conditions. It also covers basic human rights issues like forced labour and exploitative child labour. 

Naturland trains inspectors who carry out audits at any producer or processor worldwide in its organic and social standards. After the training, the inspector is familiarized with international human rights and equipped not only with the relevant checklist that based on the standards, but also with a toolbox of inspection methods: observation, interview, and document review.

The combination of these methods is called cross-checking and ensures the accuracy of the findings. For example: In an interview, a worker says he works 40 hours a week from Monday to Friday. This can be verified by checking the worker’s contract and working time documentation.

Observation

Observation is the first and most obvious way to get an idea of the general working conditions. It does not only involve the visual sense – we can perceive and process a working environment with all our senses: What is the temperature in the manufacturing plant? How noisy and dusty is it? What are the workers wearing? How are running machines secured or dangerous areas covered? Where are the emergency exists and are they accessible? In particular, areas such as health and safety, hygiene, emergency plans, high-risk activities, first aid equipment, access to drinking water and accommodation can be checked through observation. Sometimes child labour or migrant workers can also be identified.

Even personal interactions between supervisors, management or workers can be observed and give a sense of the level of respect and psychological safety. A careful walk through the factory or production site gives the inspector a deep understanding of whether the working environment is safe and whether workers are well protected. But it is not only the auditors who can use this method. As a plant manager, it is advisable to occasionally step out of the routine walkthrough and ask yourself whether the situation is conducive to a healthy workplace – because routines and habits are often the source of accidents because hazards are overlooked.

Careful observation includes all senses and is important for assessing how safe, noisy, or dusty a working environment is. Observing interactions between workers and/or managers can also provide valuable insights.

(Image: New Tech Ideas/ Andre Sebanani/ Naturland e.V.)

Interviews

The word “audit” comes from the Latin “audire”, which means to pay attention and listen. It is therefore crucial for an auditor to really listen to workers and management because they are the experts in their work. During interviews, workers may feel intimidated by external inspectors or the management. It is therefore important to create an environment of trust so that they can speak openly. Power dynamics e.g. related to skin colour, ethnicity, or gender, also need to be taken seriously and should be reduced as far as possible. This may mean that female workers are interviewed by female inspectors if the issues are sensitive. Under no circumstances, however, should the employee be interviewed in the presence of their manager.

To obtain valuable information, interviews need to be conducted in a respectful and empathetic way, with open (not suggestive) questions. These might be: What is it like to work here? How many hours a day or week do you work? What is your salary? What would you like to see improved? Of course, answers from workers should be kept anonymous, so that workers don’t have to fear any consequences.

Document review

There is a list of documents that are essential parts of any inspection: Sample of contracts for different types of work (including those of temporary employment agencies), grievance procedures, accident records, working time records, trade union agreements, social and wage policies, proof of pension or health insurance contributions, employee benefits or training records (e.g. on first aid or safety). These documents should be readily available, well organised and kept up to date. The information contained therein should always be verified through worker interviews.

Being an inspector in your own company

All these methods together enable the inspector to gain a full picture of the extent to which a company meets Naturland’s social responsibility standards. Not to be forgotten is the inspector’s knowledge of local conditions and awareness of the cultural context. Both will have a major impact on the level of trust that can be created and the accuracy of the assessment of the situation; hence, the depth and success of an audit. Of course, this is only a picture of an inspection lasting one to several days, and situations can change over time. For companies with a history of non-compliances, unannounced audits can take place to avoid “staged performances”.

In conclusion, using these methods and putting on the inspector’s glasses as a company manager can only have positive effects. Being in constant and open communication with employees and therefore knowing their needs and problems, can lead to improvements that might not only increase their well-being, but also their productivity. This will ultimately benefit the company, regardless from certification.

Safe and adequate personal protective equipment is a compulsory requirement in every agricultural sector. This can be checked through all available methods of social inspection. (Image: Naturland e.V.)


Author

Ann-Kristin Schmidt is specialist for fair trade and social responsibility at Naturland and supports the Naturland Fair partners is Africa in implementing the fair trade standards. Moreover, she is in charge of networking activities in social and community-supported agriculture.

Header image: Naturland e.V.